Initial GIPS^® Compliance Notification Form

Complete this form if your organization is submitting its initial GIPS Compliance Notification Form.

If you want to update a previously submitted GIPS Compliance Notification Form, use the Update Form instead.

In submitting this form, you indicate that your organization complies with each applicable requirement of the GIPS standards. Submission does not represent that CFA Institute engages in enforcement or quality control of an organization’s claim of compliance. CFA Institute does not verify the claim of compliance or actual compliance with the GIPS standards.

We require contact information for two representatives at your organization. Both contacts will be notified when this form is submitted.

Organizations that claim compliance with the GIPS standards must submit this form annually, between 1 January and 30 June.

CFA Institute gathers and protects information in accordance with our Privacy Policy.

indicates a required field

Contact One

Prefix

Given Name First Name

Family Name Last Name

Email Address

Phone Number

Contact Two

Prefix

Given Name First Name

Family Name Last Name

Email Address

Phone Number

Organization Information

Organization Name

Website Address Valid URL address, example: https://example.com

Can CFA Institute display your organization’s name and website address on the GIPS standards website?

Yes

Location

Country / Region

City

State / Territory

Province

Province / Municipality

State / Territory

State

Region

Organization Type

Please select your organization type

Asset Owner (e.g., pension fund, sovereign wealth fund, endowment, foundation)

Asset Manager

Is your organization a subsidiary of a larger parent company?

Yes

Parent Company Name

Assets and Investment Vehicles

Indicate your organization’s Total Firm Assets or Total Asset Owner Assets as of the most recent calendar year-end in US Dollars (Rounded up to the nearest Billion). If assets are less than $1billion, please insert 1

Select the investment vehicles or asset types that your firm manages

Segregated Accounts

Broad Distribution Pooled Funds

Limited Distribution Pooled Funds

Overlay Assets

Wrap Fee

Directly-owned Private Equity

Directly-owned Real Estate

Verification History

Has your organization been verified within the last 24 months?

Yes

Name of most recent verification firm

Acknowledgement

GIPS^® Compliance Acknowledgement

Our organization as mentioned above claims compliance with the GIPS standards. I acknowledge that CFA Institute may update and modify the GIPS standards in the future and acknowledge the responsibility to ensure that the organization complies with these changes.

My organization acknowledges that if it no longer complies with all of the applicable requirements of the GIPS standards, or it chooses to stop claiming compliance with the GIPS standards, it will promptly notify CFA Institute that it has stopped claiming compliance.

Need help completing this form? Please contact us.

Initial GIPS® Compliance Notification Form

Initial GIPS^® Compliance Notification Form